How to Tell if Your Financial Advisor Has a Conflict of Interest Regarding Securities or Funds He/She is Promoting
Conflicts of interest in the field of financial advising are a serious problem. If a broker or financial advisor is more interested in what they get out of an investment than what you get, they could be unable to provide you with fair, reasonable advice. If a...
What to Do if Your Financial Advisor Removed You from a Mutual Fund Without Telling You
Whether to stick with an investment or drop out is your decision, not your broker’s. They can give you advice and help you make good decisions, but it isn’t their job to substitute their judgment for your own. If your financial advisor pulled you from a...
What if My Stockbroker Did Not Disclose the Charges or Fees Involved with a Stock or Fund?
Most stock brokers make money on a per-transaction basis. This means that each trade they make often nets them a fee, which adds up to a substantial part of their pay. This gives them the incentive to make as many trades as possible – which may be something they...
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