Steven Pagartanis (CRD #1958879, Setauket, New York) April 13, 2018 – A Letter of Acceptance, Waiver and Consent (AWC) was issued in which Pagartanis was barred from association with any FINRA member in all capacities. Without admitting or denying the findings,...
Ron Jason Ison (CRD #2897782, Manalapan, New Jersey) April 13, 2018 – A Letter of Acceptance, Waiver and Consent (AWC) was issued in which Ison was barred from association with any FINRA member in all capacities. Without admitting or denying the findings, Ison...
Tyler Harris (CRD #5860060, Elkins Park, Pennsylvania) April 12, 2018 – A Letter of Acceptance, Waiver and Consent (AWC) was issued in which Harris was barred from association with any FINRA member in all capacities. Without admitting or denying the findings,...
Kevin James Lee (CRD #2316331, Corvallis, Oregon) April 11, 2018 – A Letter of Acceptance, Waiver and Consent (AWC) was issued in which Lee was barred from association with any FINRA member in all capacities. Without admitting or denying the findings, Lee...
Scott William Palmer (CRD #817586, Teaneck, New Jersey) April 10, 2018 – A Letter of Acceptance, Waiver and Consent (AWC) was issued in which Palmer was barred from association with any FINRA member in all capacities. Without admitting or denying the findings,...
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