Trade churning occurs when brokers trade excessively within client accounts for the purpose of generating commission. To determine whether trading frequency was excessive, it must be shown that a broker or firm had the power and authority to exercise control over...
When investors entrust their finances with brokers, they reasonably expect that brokers will be honest and transparent about the risks and benefits of the transactions they make on behalf of investors. Unfortunately, brokers commit fraud everyday by misrepresenting or...
Recent Comments