FINRA suspends Richard Hunt Crockett (CRD #1209667, Huntington, New York)
April 3, 2018 – An AWC was issued in which Crockett was fined $5,000 and suspended from association with any FINRA member in any principal capacity for two months. Without admitting or denying the findings, Crockett consented to the sanctions and to the entry of...FINRA suspends Jeffery Allen Fanning (CRD #1566859, Cheyenne, Wyoming)
April 2, 2018 – An Offer of Settlement was issued in which Fanning was fined $20,000, suspended from association with any FINRA member in all capacities for six months and immediately following, suspended from association with any FINRA member in any principal...
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