Did You Lose Money in an Investment Sponsored by GPB Capital Holdings, LLC?
Update – GPB Capital Holdings may now be the subject of an FBI investigation, as reported by Investment News on March 4th, 2019. The article discussing this development can be found here. In a recent development, the Massachusetts Securities Division is...What to Do if Your Broker Sold You an Unsuitable High Commission Annuity
Our FINRA arbitration attorneys recently discussed the financial hazards of variable annuities: controversial contracts in which buyers pay installment or lump-sum premiums to insurance companies, which then invest the contributions into risky stocks and...What Are High Commission Variable Annuities?
The financial industry often uses terminology that may be unfamiliar to consumers, particularly those who are taking their first steps into the world of investing. One of these terms is “variable annuities” – in particular, high commission variable...FINRA bars broker Daniel Winger for stealing $100,000 from elderly client while at PFS Investments
FINRA has barred broker Daniel Winger, who was affiliated with PFS Investments for 31 years. From 2015 to 2018, an elderly customer gave Daniel Winger checks totaling nearly $100,000. The checks were made out to Dan Winger and Associates, and the customer...
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