Did your financial advisor invest your money in Broadstreet????
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Did You Ask Your Financial Advisor for Safe Investments, But Instead Your Investment Advisor Put You in a Bad Investment??????
Have you ever gone to your financial advisor and told them that you are looking to invest in safer investments like bonds, CDs or treasuries, but instead your investment advisor convinces you to invest in other investment products like an annuity, life insurance,...
read moreOur law firm is investigating financial advisors and brokers who invested their clients’ money in Broadstreet Global Fund, LLC, and we may be able to help you recover your losses.
On January 29, 2025, the Securities and Exchange Commission (“SEC”) filed an enforcement action to stop an alleged ongoing offering fraud against Broad Street Global Management, LLC and Broad Street Inc. and others alleging these entities used deceptive schemes and materially false statements to raise money from investors into the Broad Street Global Fund, LLC. The SEC seeks temporary and preliminary relief, including an asset freeze and injunctions, as well as the appointment of a receiver, to put a stop to Defendants’ misconduct.
Financial advisors and brokers selling these investments often receive large commissions from the investments and may not be disclosing the true risks of these investments to investors.
The fact that this high-risk investment was sold to investors through financial advisors and stockbrokers may open up an avenue of relief. Through a process called FINRA arbitration, investors who invested in Broadstreet Global Fund, LLC may be able to file a claim against the brokers or advisors and their firms to receive an award for damages.
If you or a loved one made an investment in Broadstreet through a financial advisor or stockbroker, we urge you to contact our office to see if you have a potential claim for damages.
Most lawsuits against financial advisors, investment advisors or brokerage firms must be brought in FINRA or AAA arbitrations. The attorneys at Epperson & Greenidge have extensive experience within FINRA and AAA arbitrations as well as litigating in state and federal court. We specialize in bringing these claims on behalf of investors. We also have specific experience representing clients who have lost money due to bad advice from financial advisors or financial advisors mismanaging their clients’ investments. We accept cases on a contingency basis. Time to file your claim may be limited, so call 877-445-9261 now to speak to an attorney for a free consultation or send an inquiry to us directly here.