FINRA bars Kevin James Lee (CRD #2316331, Corvallis, Oregon)
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Did your financial advisor invest your money in Broadstreet????
Our law firm is investigating financial advisors and brokers who invested their clients’ money in Broadstreet Global Fund, LLC, and we may be able to help you recover your losses. On January 29, 2025, the Securities and Exchange Commission (“SEC”) filed an enforcement...
read moreKevin James Lee (CRD #2316331, Corvallis, Oregon) April 11, 2018 – A Letter of Acceptance, Waiver and Consent (AWC) was issued in which Lee was barred from association with any FINRA member in all capacities. Without admitting or denying the findings, Lee consented to the sanction and to the entry of findings that he refused to produce information and documents requested by FINRA in connection with an investigation regarding payments received from a customer of his member firm to determine whether Lee engaged in an undisclosed outside business activity or otherwise acted in violation of FINRA rules. (FINRA Case #2017056157801)
If you or someone you know has lost money investing with Kevin James Lee call the experienced FINRA arbitration attorneys at Epperson & Greenidge, P.A. at 877-445-9261 for a free consultation. You may be eligible to recoup your losses. Epperson & Greenidge, P.A. accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-445-9261 now to speak to an attorney for free.