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Lost Money Investing in L3 Capital Income Fund ???
Did you or your financial advisor invest your money in L3 Capital Income Fund? Our law firm is investigating L3 Capital Income Fund, L3 Capital Advisors, Richard Cardinale and financial advisors and brokers who invested their clients’ money in L3 Capital Income Fund....
read moreFINRA bars Kevin James Lee (CRD #2316331, Corvallis, Oregon)
Kevin James Lee (CRD #2316331, Corvallis, Oregon) April 11, 2018 – A Letter of Acceptance, Waiver and Consent (AWC) was issued in which Lee was barred from association with any FINRA member in all capacities. Without admitting or denying the findings, Lee consented to...
FINRA bars Scott William Palmer (CRD #817586, Teaneck, New Jersey)
Scott William Palmer (CRD #817586, Teaneck, New Jersey) April 10, 2018 – A Letter of Acceptance, Waiver and Consent (AWC) was issued in which Palmer was barred from association with any FINRA member in all capacities. Without admitting or denying the findings, Palmer...
FINRA bars Domingo Gonzalez (CRD #6333454, Chesapeake, Virginia)
Domingo Gonzalez (CRD #6333454, Chesapeake, Virginia) April 9, 2018 – A Letter of Acceptance, Waiver and Consent (AWC) was issued in which Gonzalez was barred from association with any FINRA member in all capacities. Without admitting or denying the findings, Gonzalez...
FINRA bars William George Brunner (CRD #2610348, Huntington, New York)
William George Brunner (CRD #2610348, Huntington, New York) April 6, 2018 – A Letter of Acceptance, Waiver and Consent (AWC) was issued in which Brunner was barred from association with any FINRA member in all capacities. Without admitting or denying the findings,...
FINRA bars Laura Ortega Shean (CRD #2628756, Medford, Oregon)
Laura Ortega Shean (CRD #2628756, Medford, Oregon) April 3, 2018 –A Letter of Acceptance, Waiver and Consent (AWC) was issued in which Shean was barred from association with any FINRA member in all capacities. Without admitting or denying the findings, Shean consented...
Does FINRA Cover Bitcoin and Cryptocurrencies?
Whether you purchased cryptocurrency like Bitcoin of Ethereum from a trade or as part of an initial coin offering (ICO), it is important to understand that these are investments. In many ways, they are very similar to stocks and other securities, since they can be...