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Recover your losses in Infinity Q Diversified Alpha Fund (IQNDX/IQDAX)
Did you or a family member invest in Infinity Q Diversified Alpha Fund (IQNDX/IQDAX) based on the recommendation of your stockbroker or investment adviser? Our law firm, Epperson & Greenidge, represents investors in Infinity Q. We are working with Infinity Q...
read moreFINRA suspends William Bernard Lyons (CRD #1521283, Middletown, New Jersey)
March 12, 2018 – A Letter of Acceptance, Waiver and Consent (AWC) was issued in which Lyons was assessed a deferred fine of $10,000 and suspended from association with any FINRA member in any principal capacity for three months. Without admitting or denying the...
FINRA suspends Michael Douglas Hanke (CRD #3158013, Tampa, Florida)
March 13, 2018 – A Letter of Acceptance, Waiver and Consent (AWC) was issued in which Hanke was assessed a deferred fine of $10,000 and suspended from association with any FINRA member in all capacities for one month. Without admitting or denying the findings, Hanke...
FINRA suspends Donald Charles Leary Jr. (CRD #4822972, Redondo Beach, California)
March 13, 2018 – A Letter of Acceptance, Waiver and Consent (AWC) was issued in which Leary was assessed a deferred fine of $7,500 and suspended from association with any FINRA member in all capacities for two months. Without admitting or denying the findings, Leary...
FINRA suspends Michael Anthony McGregor (CRD #2778819, Staten Island, New York)
March 14, 2018 – A Letter of Acceptance, Waiver and Consent (AWC) was issued in which McGregor was fined $5,000, suspended from association with any FINRA member in all capacities for four months, and ordered to pay $14,266, plus interest, in restitution to a...
FINRA suspends Martin Earl Brooks (CRD #4507464, Lee’s Summit, Missouri)
March 16, 2018 – A Letter of Acceptance, Waiver and Consent (AWC) was issued in which Brooks was fined $5,000 and suspended from association with any FINRA member in all capacities for 15 business days. Without admitting or denying the findings, Brooks consented to...
FINRA suspends Michael Scott Androulakis (CRD #2793638, Staten Island, New York)
March 20, 2018 – A Letter of Acceptance, Waiver and Consent (AWC) was issued in which Androulakis was fined $5,000, suspended from association with any FINRA member in all capacities for three months and required to attend and satisfactorily complete 10 hours of...