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Investments in Non-Traded REITs hit a 4-year high.
As reported in the DI Wire, non-traded REITs posted the highest monthly fundraising in nearly 4 years. As FINRA arbitration attorneys, our firm has represented a number of clients who have sued their stockbrokers or financial advisors for the improper sale of...
read moreWhat Are the Fees for a FINRA Arbitration Attorney?
If you or your business sustained major financial losses because your stockbroker, financial planner, or investment advisor committed fraud or acted negligently, you may be able to recover compensation. While there are several ways for victims of securities fraud to...
When Can an Investor File a Lawsuit Against a Broker, Financial Planner, or Investment Advisor?
Many investors rely upon guidance from financial professionals, such as financial planners and stockbrokers, when buying or selling stocks, saving for retirement, or building up portfolios. If an investor incurs monetary losses because his or her financial advisor...
What is a FINRA Arbitration Lawyer?
FINRA, or the Financial Industry Regulatory Authority, is a private organization that protects investors from financial abuse by creating and enforcing operational rules for more than half a million brokers across the United States. When an investor believes that he...
What is FINRA Arbitration?
Stockbrokers and financial advisors can help investors manage their money more effectively. However, when brokers or financial planners recommend unsuitable investments, or worse, engage in fraudulent activities, such as trade churning or Ponzi schemes, investors can...
FINRA’s New Rule to Protect Investors When Their Mental Capacity has Been Diminished or Compromised
By Andrew Greenidge It’s a fact of life: Most people have more money to invest as they grow older, as well as a wealth of wisdom and experience to guide them. Yet, while the vast majority of older investors are sharp as ever, age can also bring with it a heightened...
Is Bitcoin Doomed to Crash?
Bitcoin has been a hot topic among the general public and investors in 2017 as its values skyrocketed into the thousands. In 2009, an anonymous individual under the alias Satoshi Nakamoto created Bitcoin. It is a form of cryptocurrency, or digital currency, that is...