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Did you invest in a worthless or high-risk conservation easement?
Did you buy a conservation easement investment from a financial advisor or stockbroker? If so, your investment may be worthless if the conservation easement was overvalued based on an improper appraisal – a practice that may be rampant in the industry. It could also...
read moreFor Most Investors Bitcoin and other Cryptocurrencies are Unsuitable Investments
Bitcoin, Ethereum, Ripple, Litecoin, Dash, NEM, Cardano, Stellar, IOTA, EOS, Monero, Qtum and Zcash are just a few of the Cryptocurrencies making investment news lately. However, Cryptocurrencies generally are not regulated by any government entity and are more than...
Noble Capital Markets, Inc. fka Noble Financial Capital Markets Has Been the Subject of a FINRA Sanction
Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 17, 2017 indicate that Boca Raton-based brokerage firm Noble Capital Markets, Inc. fka Noble Financial Capital Markets (CRD #15768) has received a FINRA fine....
Red Flags of Trade Churning in Investor Accounts
Trade churning occurs when brokers trade excessively within client accounts for the purpose of generating commission. To determine whether trading frequency was excessive, it must be shown that a broker or firm had the power and authority to exercise control over...
3 Ways to Protect Yourself Against Fraud and Misrepresentation from Stock Brokers
When investors entrust their finances with brokers, they reasonably expect that brokers will be honest and transparent about the risks and benefits of the transactions they make on behalf of investors. Unfortunately, brokers commit fraud everyday by misrepresenting or...